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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

COBS 11.3 Client order handling

As Published: 2007

COBS 11.3 Client order handling

BIPRU 9.6 Implicit support

As Published: 2007

BIPRU 9.6 Implicit support

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

DTR 5.10 Use of electronic means for notifications and filing

As Published: 2007

DTR 5.10 Use of electronic means for notifications and filing

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

ICOB 2.4 Reliance on others

As Published: 2005

ICOB 2.4 Reliance on others

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

ICOB 2.3 Inducements

As Published: 2005

ICOB 2.3 Inducements

COBS 4.5 Communicating with retail clients

As Published: 2007

COBS 4.5 Communicating with retail clients

COBS 16.3 Periodic reporting

As Published: 2007

COBS 16.3 Periodic reporting

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification