Search Result

61 - 80 of 715 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

DEPP 7.2 Interviews

As Published: 2007

DEPP 7.2 Interviews

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle