Search Result

761 - 780 of 945 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

SYSC 13.10 Insurance

As Published: 2006

SYSC 13.10 Insurance

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

COBS 4.5 Communicating with retail clients

As Published: 2007

COBS 4.5 Communicating with retail clients

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose