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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

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REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

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SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

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REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

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CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital

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ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

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COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

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LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

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LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

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SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

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