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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 19.4 Open market options

As Published: 2007

COBS 19.4 Open market options

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

DEPP 7.2 Interviews

As Published: 2007

DEPP 7.2 Interviews

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing