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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

DEPP 2.4 Third party rights and access to FSA material

As Published: 2007

DEPP 2.4 Third party rights and access to FSA material

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

DEPP 6.4 Financial penalty or public censure

As Published: 2007

DEPP 6.4 Financial penalty or public censure

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

COBS 16.3 Periodic reporting

As Published: 2007

COBS 16.3 Periodic reporting

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

As Published: 2002

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)