Search Result

581 - 600 of 757 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

…

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

…

ICOB 4.4 Statement of demands and needs

As Published: 2004

ICOB 4.4 Statement of demands and needs

…

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

…

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

…

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

…

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

…

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

…

ICOB 6.2 Cancellation rights and period

As Published: 2007

ICOB 6.2 Cancellation rights and period

…

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

…

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

…

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

…

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

…

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

…

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

…

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

…

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

…

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

…

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

…

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

…