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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

LR 15.6 Notifications and periodic financial information

As Published: 2005

LR 15.6 Notifications and periodic financial information

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose