Search Result

521 - 540 of 903 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2006

FEES 5.8 Joining the Financial Ombudsman Service

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2005

PERG 8.19 Additional restriction on the promotion of life policies

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2006

INSPRU 8.2 Special provisions for Lloyd's

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2007

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions