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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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PERG 14.8 Financial promotions

As Published: 2006

PERG 14.8 Financial promotions

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COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

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COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

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COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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SYSC 13.10 Insurance

As Published: 2006

SYSC 13.10 Insurance

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

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COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

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COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability

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