Search Result

461 - 480 of 826 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

LR 16.4 Requirements with continuing application

As Published: 2005

LR 16.4 Requirements with continuing application

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

DEPP 3.4 Urgent supervisory notice cases

As Published: 2007

DEPP 3.4 Urgent supervisory notice cases

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

LR 13.7 Circulars about purchase of own equity securities

As Published: 2007

LR 13.7 Circulars about purchase of own equity securities