Search Result

461 - 480 of 687 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

DISP 3.4 Referral of a complaint to another complaints scheme for determination

As Published: 2002

DISP 3.4 Referral of a complaint to another complaints scheme for determination

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

DISP 1.8 Complaints time barring rule

As Published: 2007

DISP 1.8 Complaints time barring rule

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

DISP 4.1 Application and Purpose

As Published: 2002

DISP 4.1 Application and Purpose

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

LR 12.1 Application

As Published: 2005

LR 12.1 Application

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose