Search Result

441 - 460 of 923 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PERG 13.2 General

As Published: 2007

PERG 13.2 General

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 13.6 The recast Capital Adequacy Directive

As Published: 2007

PERG 13.6 The recast Capital Adequacy Directive

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2007

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages