Search Result

381 - 400 of 808 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its assistance obtained

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

SYSC 13.4 Requirements to notify the FSA

As Published: 2006

SYSC 13.4 Requirements to notify the FSA

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

COBS 16.6 Life insurance contracts – communications to clients

As Published: 2007

COBS 16.6 Life insurance contracts – communications to clients

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices