Search Result

381 - 400 of 881 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

DEPP 7.2 Interviews

As Published: 2007

DEPP 7.2 Interviews

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending