Search Result

361 - 380 of 562 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

LR 17.1 Application

As Published: 2005

LR 17.1 Application

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

LR 16.4 Requirements with continuing application

As Published: 2005

LR 16.4 Requirements with continuing application

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

LR 12.1 Application

As Published: 2005

LR 12.1 Application

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction