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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

ICOB 6.2 Cancellation rights and period

As Published: 2007

ICOB 6.2 Cancellation rights and period

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

PR App 3.1

As Published: 2005

PR App 3.1

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2005

PERG 4.7 Entering into a regulated mortgage contract

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services