Search Result

261 - 280 of 808 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

…

DTR 3.1

As Published: 2005

DTR 3.1

…

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2006

FEES 5.8 Joining the Financial Ombudsman Service

…

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

…

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

…

CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

…

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

…

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

…

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

…

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

…

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

…

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

…

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

…

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

…

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

…

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

…

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

…

PR App 3.1

As Published: 2005

PR App 3.1

…

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

…

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

…