Search Result

261 - 280 of 862 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

COBS 13.1 The obligation to prepare product information

As Published: 2007

COBS 13.1 The obligation to prepare product information

COBS 13.4 Contents of a key features illustration

As Published: 2007

COBS 13.4 Contents of a key features illustration

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose