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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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DTR 3.1

As Published: 2005

DTR 3.1

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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DTR 1A.3 FSA may require the publication of information

As Published: 2007

DTR 1A.3 FSA may require the publication of information

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