Search Result

261 - 280 of 431 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.3 Client order handling

As Published: 2007

COBS 11.3 Client order handling

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording