Search Result

241 - 260 of 778 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

DTR 5.7 Notification of combined holdings

As Published: 2007

DTR 5.7 Notification of combined holdings

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

DEPP 7.2 Interviews

As Published: 2007

DEPP 7.2 Interviews