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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer