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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974