Search Result

381 - 400 of 915 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

…

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

…

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

…

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

…

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

…

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

…

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

…

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

…

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

…

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

…

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

…

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

…

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

…

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

…

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

…

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

…

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

…

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

…

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

…

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

…