Search Result

321 - 340 of 729 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

LR 16.1 Application

As Published: 2005

LR 16.1 Application

DTR 5.10 Use of electronic means for notifications and filing

As Published: 2007

DTR 5.10 Use of electronic means for notifications and filing

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order