Search Result

161 - 180 of 812 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2007

COBS 20.2 Treating with-profits policyholders fairly

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2007

BIPRU 8.7 Consolidated capital resources requirements

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives