Search Result

141 - 160 of 264 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.7 Depositaries

As Published: 2007

COBS 18.7 Depositaries

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

CASS 6.4 Use of financial instruments

As Published: 2007

CASS 6.4 Use of financial instruments

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

SUP 13A.9 The precautionary measure rule for incoming EEA firms

As Published: 2007

SUP 13A.9 The precautionary measure rule for incoming EEA firms

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

MCOB 2.3 Inducements: regulated mortgage contracts and home reversion plans

As Published: 2004

MCOB 2.3 Inducements: regulated mortgage contracts and home reversion plans

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

MCOB 12.4 Arrears charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Arrears charges: regulated mortgage contracts

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues