Search Result

121 - 140 of 518 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COBS 19.4 Open market options

As Published: 2007

COBS 19.4 Open market options

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

MCOB 13.2 Purpose

As Published: 2006

MCOB 13.2 Purpose

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees