Search Result

101 - 120 of 880 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety