Search Result

161 - 200 of 853 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2006

INSPRU 8.2 Special provisions for Lloyd's

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment