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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

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PERG 14.8 Financial promotions

As Published: 2006

PERG 14.8 Financial promotions

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COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

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DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

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SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

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SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

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PERG 4.8 Administering a regulated mortgage contract

SYSC 1.4 Application of SYSC 11 to SYSC 18

COBS 4.11 Record keeping: financial promotion

PERG 8.10 Types of financial promotion

PERG 4.3 Regulated activities related to mortgages

PERG 1.1 Application and purpose

PERG 7.6 Applications for a certificate

PERG 2.5 Investments and activities: general

SUP 13.4 Providing cross border services into another EEA State

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

PERG 5.15 Illustrative tables

COBS 18.11 Authorised professional firms

ICOB 2.2 Communication

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order