Search Result

761 - 780 of 861 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

CASS 6.4 Use of financial instruments

As Published: 2007

CASS 6.4 Use of financial instruments

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

DEPP 6.4 Financial penalty or public censure

As Published: 2007

DEPP 6.4 Financial penalty or public censure

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

DISP 3.1 Application and Purpose

As Published: 2003

DISP 3.1 Application and Purpose

ICOB 7.1 Application and purpose

As Published: 2007

ICOB 7.1 Application and purpose

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

As Published: 2006

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

DISP 1.9 Complaints record rule

As Published: 2007

DISP 1.9 Complaints record rule

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives