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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

INSPRU 9.1 Actions for damages

As Published: 2006

INSPRU 9.1 Actions for damages

REC 3.23 Default

As Published: 2001

REC 3.23 Default

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

DEPP 4.2 Urgent statutory notice cases

As Published: 2007

DEPP 4.2 Urgent statutory notice cases

DEPP 3.4 Urgent supervisory notice cases

As Published: 2007

DEPP 3.4 Urgent supervisory notice cases

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2007

COBS 10.4 Assessing appropriateness: when it need not be done

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

COBS 11.3 Client order handling

As Published: 2007

COBS 11.3 Client order handling

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications