Search Result

621 - 640 of 895 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

COBS 10.3 Warning the client

As Published: 2007

COBS 10.3 Warning the client

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information