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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

COBS 11.3 Client order handling

As Published: 2007

COBS 11.3 Client order handling

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2007

DEPP 6.5 Determining the appropriate level of financial penalty

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance