Search Result

501 - 520 of 939 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

BIPRU 9.3 Requirements for originators

As Published: 2007

BIPRU 9.3 Requirements for originators

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day