Search Result

481 - 500 of 729 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

ICOB 1.1 Application and purpose

As Published: 2007

ICOB 1.1 Application and purpose

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons