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MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

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COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

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SUP 13A.9 The precautionary measure rule for incoming EEA firms

As Published: 2007

SUP 13A.9 The precautionary measure rule for incoming EEA firms

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

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DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

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LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

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TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

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CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

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SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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COBS 20.2 Treating with-profits policyholders fairly

As Published: 2007

COBS 20.2 Treating with-profits policyholders fairly

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Similar To

MAR 1.4 Market abuse (improper disclosure)

COLL 7.2 Suspension and restart of dealings

SUP 13A.9 The precautionary measure rule for incoming EEA firms

TC 2.1 Assessing and maintaining competence

PERG 4.12 Appointed representatives

DTR 1A.1 Application and purpose (Transparency rules)

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

LR 19.2 Requirements for listing

PERG 10.4A The application of EU Directives

SUP 16.11 Product Sales Data Reporting

PERG 8.26 The investment must be a particular investment

PERG 2.2 Introduction

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

LR 13.3 Contents of all circulars

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

CASS 1.2 General application: who? what?

SUP 5.6 Confidential information and privilege

REC 2.16A Operation of a multilateral trading facility

COLL 8.1 Introduction

COBS 20.2 Treating with-profits policyholders fairly