Search Result

421 - 440 of 911 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

MAR 5.2 Purpose

As Published: 2007

MAR 5.2 Purpose

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

BIPRU 1.3 Applications for advanced approaches

As Published: 2006

BIPRU 1.3 Applications for advanced approaches

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

PR App 3.1

As Published: 2005

PR App 3.1

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives