Search Result

421 - 440 of 742 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

COBS 18.4 Stock lending activity

As Published: 2007

COBS 18.4 Stock lending activity

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

LR 16.4 Requirements with continuing application

As Published: 2005

LR 16.4 Requirements with continuing application