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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

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BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

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SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

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PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

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COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

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PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

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