Search Result

401 - 420 of 742 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 3.1

As Published: 2005

DTR 3.1

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COBS 2.2 Information disclosure before providing services

As Published: 2007

COBS 2.2 Information disclosure before providing services

COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

LR 19.1 Application

As Published: 2005

LR 19.1 Application

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

ICOB 1.1 Application and purpose

As Published: 2007

ICOB 1.1 Application and purpose