Search Result

381 - 400 of 970 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General