Search Result

381 - 400 of 912 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

MCOB 6.4 Mortgages: content of the offer document

As Published: 2004

MCOB 6.4 Mortgages: content of the offer document

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

DTR 1A.3 FSA may require the publication of information

As Published: 2007

DTR 1A.3 FSA may require the publication of information

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

DEPP 4.2 Urgent statutory notice cases

As Published: 2007

DEPP 4.2 Urgent statutory notice cases