Search Result

361 - 380 of 833 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

DISP 1.9 Complaints record rule

As Published: 2007

DISP 1.9 Complaints record rule