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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

LR 17.1 Application

As Published: 2005

LR 17.1 Application

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

LR 16.4 Requirements with continuing application

As Published: 2005

LR 16.4 Requirements with continuing application

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports