Search Result

341 - 360 of 845 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements