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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

PR App 1.1

As Published: 2005

PR App 1.1

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

DISP 1.6 Complaints time limit rules

As Published: 2002

DISP 1.6 Complaints time limit rules

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

ICOB 8.1 Application and purpose

As Published: 2007

ICOB 8.1 Application and purpose

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline