Search Result

281 - 300 of 899 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.3 Disclosing information about services, fees and commission – packaged products

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission – packaged products

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules